|
Background.
One of the first medical foods to be developed was the infant
formula. Lofenalac, product that was designed for use in the dietary management
of a rare genetic condition known as Phenylketonuria (PKU). This product
contains only a very limited amount of the essential amino acid phenylalanine
because the individuals with this condition have an impaired ability to metabolize
this amino acid. If infants with PKU consume foods that contain phenylalanine,
harmful end products of phenylalanine metabolism accumulate in the body and
can cause severe, irreversible mental retardation. Dietary management to
carefully limit phenylalanine intake (for example, by using a formula that provides
only a limited, minimal amount of this essential amino acid) can result in normal
growth and development and avoid mental retardation.
Before 1972, FDA regulated products like the infant formula Lofenalac as drugs
under section 201(g)(1)(B) of the Federal Food, Drug and Cosmetic Act.
The FDA saw that it was important to differentiate these products from foods for
general use. As a result, in 1972, FDA stated that the PKU product described
above would no longer be regulated as a drug but rather as a "food for special
dietary use". (37 FR 18229 at 18230, Sep 8 1972). In addition, the agency began
to follow a policy of regulating similar types of products as foods for special
dietary use.
Medical foods are used under the supervision of a physician when such
distinctive nutritional requirements cannot be met with a conventional diet. These
characteristics have led the agency to exempt medical foods from many of the
requirements that apply to conventional foods.
The FDA enumerated criteria that were intended to clarify the characteristics of
medical foods. The regulation provides that a food may claim the exemption from
nutrition labeling requirements only if it meets the following criteria in 101.9(j)(8):
i. It is specially formulated and processed product (as opposed to a naturally
occurring foodstuff used in it natural state) for the partial or exclusive
feeding of a patient by means of oral intake or enteral feeding by tube;
ii. It is intended for the dietary management of a patient who, because of
therapeutic or chronic medical needs, has limited or impaired capacity to
ingest, digest, absorb, or metabolize ordinary foodstuffs or certain
nutrients, or who has other special medically determined nutrient
requirements, the dietary management of which cannot be achieved by
the modification of normal diet alone;
iii. It provides nutritional support specifically modified for the management of
the unique (distinctive) nutrient needs that result from the specific disease
or condition, as determined by medical evaluation;
iv. It is intended to be used under medical supervision; and,
v. It is intended only for a patient receiving active and ongoing medical
supervision wherein the patient requires medical care on a recurring basis
for, among other things, instructions on the use of the medical food. (958
FR 2079 AT 2185)
Enteral nutrition is nutrition provided through the gastrointestinal tract, taken by
mouth or provided through a tube or catheter that delivers nutrients beyond the
oral cavity (i.e., directly to the stomach or small intestine). This document uses
the term "enteral nutrition products" to refer to products that have been marketed
as medical foods;
The labeling of such products frequently bears claims related to an intended use
of the product in the management of a disease or condition, e.g., in alleviating
specific symptoms and clinical manifestations of a particular disease.
Claims and the Potential for Economic Fraud.
FDA has not, to date,
undertaken a comprehensive review of the claims being made for products that
purport to be medical foods but rather has evaluated claims for a small number of
these products on a case-by-case basis, applying the following general
principles:
A product marketed for use as a medical food in the dietary management of a
disease or condition should have characteristics that are based on scientifically
validated distinctive nutritional requirements of the disease or condition.
There should be a scientific basis for the formulation of the product and the
claims made for the product.
There should be sound, scientifically defensible evidence that the product does
what it claims to do.
“Under the Supervision of a Physician”
The second element of the medical food definition that distinguishes a medical
food from a food for special dietary use is the statutory requirement that a
medical food be "formulated to be consumed or administered internally under the
supervision of a physician." As stated in the preamble to the proposed rule
implementing the nutrition labeling requirements of the 1990 amendments (56 FR
60366 at 60377). "under the supervision of a physician means that the intended
use of a medical food is for the dietary management of a patient receiving active
and ongoing medical supervision (e.g., in a health care facility or as an
outpatient). The physician determines that the medical food is necessary to the
patient's overall medical care, and the patient consults the physician on a
recurring basis.
Medical foods are intended for the dietary management of patients who have a
short-term or long-term medical need for a particular nutrient or combination of
nutrients to meet distinctive nutritional requirements. The use of a medical food
requires ongoing physician oversight to ensure that the food effectively meets the
distinctive nutritional requirements of the patient's disease or condition, and that
the use of an enteral medical food is the appropriate means (i.e., as opposed to a
patient requiring a parenteral nutrition product) to meet the patient's distinctive
nutritional requirements. Therefore, medical foods are foods that are an integral
component of the clinical management of a patient.
|